Commodities Compliance - Generalist

Permanent | £40000 - £60000 per annum | City | England | 10.08.18

Our client a leading financial services firm are looking for a Compliance associate to join their Compliance team in a broad role with exposure to physically settled and financial commodities.

Responsibilities-

  • Responsible for the review and investigation of surveillance alerts.
  • Plan and conduct Compliance monitoring
  • Produce/ draft policies, procedures, regulatory filings as required.
  • Produce and deliver Compliance training

Requirements-

  • Prior experience in financial services in a compliance position is required
  • An understanding of Commodities and applicable regulation
  • German or French language ability is preferred

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